Description:

Support Tier 1 investment bank clients and their back office teams with the operational aspects of banking activities and processing of trade related activities

Qualifications include:

• Graduate or undergraduate degree in finance, business, or related field
• Experience in banking operations
• Technologically adept
• Good communication skills
• Strong understanding of financial instruments
• Ability to work independently

Responsibilities include but are not limited to:

• Processing mandatory and voluntary corporate actions on Managed Funds, Equities and Fixed Interest products within Key Performance Indicator targets.
• Sourcing of all relevant information, either from fund managers, data feeds, Bloomberg, custodian agents or relevant registry / company websites to ensure corporate actions are processed correctly.
• Maintaining internal stock and cash ledger control accounts and clearing them daily.
• Reconciling client holdings versus agent holding to ensure that they match during a corporate action.
• Ensure errors are minimised with processing and quality actions,
• Delivery of KPI / KRI’s in relation to customer contractual terms, taking action to prevent failure, through quality processing,
• Support, contribute to, and challenge the delivery of the Operational Transformation Programme (or any other continuous improvement programme), ensuring delivering and milestone completion for the team.
• Complete personal risk management, covering Control Attestation, Risk Event and Breach Reporting, ensure accurate and timely reporting, with focus on quality and prevention.
• Ensure adherence of operational controls, to reduce errors and mitigate potential for fraud; and deliver reporting / evidence to the Manager and/or Senior Officers to evidence standards achieved.
• Support quality of processing for handling client assets and client money within role; and deliver reporting / evidence to the Manager and/or Senior Officers to evidence standards achieved.

Experience:

• At least 2+ year of experience within Corporate Actions and/or Income event processing.
• Able to demonstrate knowledge of US and Canada regulations.
• Experience processing voluntary corporate actions or income events is a plus.
• Experience processing corporate actions or distribution events on mutual funds is a plus