The right talent can transform your business—and we make that happen. At Collabera, we go beyond staffing to deliver strategic workforce solutions that drive growth, innovation, and agility. With deep industry expertise, a global talent network, and a people-first approach, we connect you with professionals who don’t just fit the role but elevate your business. Partner with us and build a workforce that powers success.
Compliance officer
Contract: Jersey City, New Jersey, US
Salary Range: 65.00 - 75.00 | Per Hour
Job Code: 361561
End Date: 2025-06-05
Days Left: 26 days, 2 hours left
Responibilities:
- Provide advice and guidance on registration and licensing requirements, processes, and procedures.
- Process Form U4, U5, 8R, and 8T in a timely manner, ensuring new employees are adequately licensed.
- Prepare waiver/exemption letters for qualified representatives as needed.
- Coordinate and process Form BD/Form 7R filings and amendments for broker dealers and swap dealers.
Education:
- BA or BS degree required.
Job Requirement
- compliance
- regulations
- compliance officer
- NFA
- SEC
- CFTC
- FINRA
- Report
- Reporting
Reach Out to a Recruiter
- Recruiter
- Phone
- Anjali Tiwary
- anjali.tiwary@collabera.com
- 9738412563
Apply Now
Apply Now
