Job Description

Contract: Jersey City, New Jersey, US

Salary Range: 68.00 - 72.00 | Per Hour

Job Code: 360400

End Date: 2025-04-26

Days Left: 25 days, 14 hours left

Responsibilities:

A thorough understanding of the books and records rules of the Securities Exchange Commission (SEC), Financial Regulatory Authority (FINRA), Commodity Futures Trading Commission (CFTC), Exchanges (exp. Chicago Mercantile Exchange, Chicago Board of Trade, etc.), National Futures Association (NFA) and other entities and governing bodies is required. The candidate will use industry and regulatory knowledge to guide stakeholders through seamless adherence to regulatory and enterprise standards, providing suggestions for process improvements and risk mitigation as the RMO develops.
Provide governance to Swap Trade Reconstruction process
Keep abreast of relevant regulatory changes/developments.

Education:

Minimum 10+ years of experience in either Financial Services firms or management consulting, with a focus on Records Management
Education - Bachelor’s degree required.
Smooth and efficient written and oral communication skills, with the ability to explain complex issues clearly and concisely to audiences of varying technical or accounting levels.

Recruiter

Phone

Anjali Tiwary

anjali.tiwary@collabera.com

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